Eric JamesCRD Number: 5545904
Current Firm: Fifth Third Securities, Inc.
Eric James (CRD# 5545904) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Kalamazoo, MI and has over 9 years of experience in the finance industry.
Prudential Financial Planning Services
Summit Advisors, LLC
Cambridge Investment Research Advisors, Inc.
|Fifth Third Securities||Portage, MI||Apr 2013 - Current||4|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Portage, MI||Jun 2010 - Apr 2013||2|
|Edward Jones||St.louis, MO||Jun 2008 - Jun 2010||2|
|Kellogg Company||Battle Creek, MI||Aug 2007 - Jun 2008||< 1|
|Roma's Pizza||Kalamazoo, MI||Apr 2007 - Jul 2007||< 1|
|Securitas Security Usa||Kalamazoo, MI||Apr 2006 - Mar 2007||< 1|
|Good Food Banquet Hall||Kalamazoo, MI||Feb 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2008|
Total Assets Under Management813MILLIONS
Total Number of Accounts4,744ACCOUNTS
Average Account Value$171,395
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV