Sean Heaney, financial advisor Katy TX
93 score

Sean Heaney

CRD Number: 5565387
Current Firm: Principal Securities, Inc.

Sean Heaney (CRD# 5565387) is an Investment Advisor Representative working at Principal Securities, Inc. in Katy, TX and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Heaney Group Inc. Katy, TX Apr 2011 - Current 5
Principal Life Insurance Company Katy, TX Mar 2011 - Current 5
Princor Financial Services Corporation Katy, TX Mar 2011 - Current 5
Ing Financial Partners, Inc. Des Moines, IA Aug 2008 - Mar 2011 2
Cramer & Cramer Houston, TX Jul 2008 - Oct 2009 1
Lincoln Financial Group Houston, TX Aug 2006 - Jul 2008 1
Unumprovident Corporation Houston, TX Jun 2001 - Aug 2006 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2008
Contact Info for Sean P. Heaney
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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