Warren Waters (CRD# 2750052) is an Investment Advisor Representative working at Lpl Financial LLC in Fort Worth, TX and has over 27 years of experience in the finance industry. Warren Waters has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1255317
Osaic Wealth, Inc.
CRD# 2754150
Charles Schwab & Company, Inc.
CRD# 5076833
Charles Schwab & Company, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Southlake, TX | May 2023 - Current | < 1 |
| Cetera Advisors LLC | Fort Worth, TX | Sep 2022 - May 2023 | < 1 |
| Sageview Advisory Group, LLC | Newport Beach, CA | Sep 2021 - May 2023 | 1 |
| First Allied Advisory Services | Schaumburg, IL | Nov 2020 - May 2023 | 2 |
| First Allied Securities, Inc. | San Diego, CA | Jan 2018 - Sep 2022 | 4 |
| First Allied Advisory Services, Inc. | San Diego, CA | Jan 2018 - Nov 2020 | 2 |
| Jimmy Lee | Southlake, TX | May 2017 - Dec 2017 | < 1 |
| Waddell & Reed Inc. | Southlake, TX | May 2017 - Nov 2017 | < 1 |
| Various Insurance Carriers For W & R Insurance Agencies | Keller, TX | May 2017 - Nov 2017 | < 1 |
| Unemployed | Keller, TX | Jan 2017 - May 2017 | < 1 |
| Garrett Investment Advisors, LLC | Keller, TX | Jun 2015 - Jan 2017 | 1 |
| Garrett Investment Advisors LLC | Keller, TX | Jun 2015 - Jan 2017 | 1 |
| Innovex | Jersey City, NJ | Feb 2007 - Dec 2016 | 9 |
| Wells Fargo Advisors | Southlake, TX | May 2013 - Jun 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1996 |
| S65 | NASAA Investment Advisors Law Examination | Feb 1999 |
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
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