Joseph Taunt, financial advisor Kentwood MI
71 score

Joseph Taunt

CRD Number: 1087652
Current Firm: Regal Investment Advisors LLC

Joseph Taunt (CRD# 1087652) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Kentwood, MI and has over 33 years of experience in the finance industry. Joseph Taunt has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
American Portfolios Financial Services, Inc. Kentwood, MI Feb 2010 - Current 6
Regulus Advisors, LLC Kentwood, MI Oct 2009 - Current 7
Regal Investment Advisors Kentwood, MI Nov 2001 - Current 15
Regal Financial Group LLC Grand Rapids, MI Feb 2000 - Current 16
Taunt Family Foundation Grand Rapids, MI Feb 1997 - Current 19
Fujhimo, LLC Kent, MI Jun 2002 - Jan 2013 10
J. Lawrence Taunt & Associates Grand Rapids, MI Aug 1995 - Jan 2013 17
Aig Financial Advisors, Inc. Phoenix, AZ Oct 2005 - Feb 2010 4
Provinet Mortgage Se Kentwood, MI Jun 2002 - Feb 2010 7
Innovative Financial Concepts Inc. Grand Rapids, MI Aug 1995 - Dec 2006 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1983
S65 NASAA Investment Advisors Law Examination Oct 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Joseph L. Taunt
Phone Number: 616-224-2204
Firm Website: http://www.regalfin.com
Registered State(s):
  • FL
  • MI
By the Numbers
  • Total Assets Under Management
    897
    MILLIONS
  • Total Number of Accounts
    8,517
    ACCOUNTS
  • Average Account Value
    $105,305
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, IL, IN, KS, KY, LA, MD, MI, MN, MO, MS, NC, NE, NJ, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
71

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