Regal Investment Advisors LLC

Regal Investment Advisors LLC (CRD# 125004) is a financial advisory firm headquartered in Kentwood, MI. They manage $896,885,556 in 8,517 accounts and serve the financial needs of clients across 41 states (or territories).

By the Numbers
  • Total Assets Under Management
    897
    MILLION
  • Total Number of Accounts
    8,517
    ACCOUNTS
  • Average Account Value
    $105,305
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, IL, IN, KS, KY, LA, MD, MI, MN, MO, MS, NC, NE, NJ, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Regal Investment Advisors LLC
Showing 1 - 10 of 107 top financial advisors.
1
Charisse V. Mackenzie
CRD#: 6091136
9375 E. Shea Blvd., Suite 100, Scottsdale, AZ 85260
100
Wealthminder
score

Charisse Mackenzie (CRD# 6091136) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Gilbert, AZ and has over 6 years of experience in the financial industry.

2
Kyle J. Brady
CRD#: 5647354
868 Blanding Blvd., Suite 130, Orange Park, FL 32065
96
Wealthminder
score

Kyle Brady (CRD# 5647354) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Orange Park, FL and has over 7 years of experience in the finance industry. Kyle Brady has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Jerry J. Chesebro
CRD#: 1027805
2687 44th Street Se, Kentwood, MI 49512
96
Wealthminder
score

Jerry Chesebro (CRD# 1027805) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Kentwood, MI and has over 32 years of experience in the finance industry.

4
James A. Fischer
CRD#: 1594785
15730 W. National Ave, New Berlin, WI 53151
96
Wealthminder
score

James Fischer (CRD# 1594785) is an Investment Advisor Representative working at Regal Investment Advisors LLC in New Berlin, WI and has over 29 years of experience in the finance industry.

5
Edna L. Haden
CRD#: 5012264
2109 Tower Dr, Monroe, LA 71201
96
Wealthminder
score

Edna Haden (CRD# 5012264) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Monroe, LA and has over 11 years of experience in the finance industry. Edna Haden has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Adam L. Heinlein
CRD#: 1423639
15190 Wright Road, Grand Ledge, MI 48837
96
Wealthminder
score

Adam Heinlein (CRD# 1423639) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Grand Ledge, MI and has over 31 years of experience in the finance industry. Adam Heinlein has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Huey K. Heise
CRD#: 1097545
124 N. Water St. Ste. 306, Rockford, IL 61107
96
Wealthminder
score

Huey Heise (CRD# 1097545) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Rockford, IL and has over 31 years of experience in the finance industry.

8
John D. Kelly
CRD#: 1531103
2109 Tower Dr, Monroe, LA 71201
96
Wealthminder
score

John Kelly (CRD# 1531103) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Monroe, LA and has over 24 years of experience in the finance industry.

9
Mark E. Kenney
CRD#: 4599618
6420 Richmond Ave., #326, Houston, TX 77057
96
Wealthminder
score

Mark Kenney (CRD# 4599618) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Houston, TX and has over 13 years of experience in the finance industry.

10
Palmer V. Klaas
CRD#: 1353423
4615 East State St, Ste. 200, Rockford, IL 61108
96
Wealthminder
score

Palmer Klaas (CRD# 1353423) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Rockford, IL and has over 29 years of experience in the finance industry. Palmer Klaas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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