Elizabeth Polizzi (CRD# 1798237) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Key West, FL and has over 36 years of experience in the finance industry.
CRD# 4697383
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2727266
Money Concepts Advisory Service
CRD# 2082544
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ubs Financial Services Inc. | Garden City, NY | Sep 2023 - Current | < 1 |
| Bank Of America, N.a. | Garden City, NY | Jul 2017 - Sep 2023 | 6 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City, NY | May 2017 - Sep 2023 | 6 |
| Raymond James Financial Services,inc | Garden City, NY | Apr 2013 - May 2017 | 4 |
| Raymond James Financial Services Advisors Inc. | Garden City, NY | Apr 2013 - May 2017 | 4 |
| New York Wealth Management | Garden City, NY | Apr 2013 - Sep 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1988 |
| S65 | NASAA Investment Advisors Law Examination | Aug 1995 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management702,387MILLIONS
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Total Number of Accounts1,093,486ACCOUNTS
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Average Account Value$642,338
- A percentage of assets under your management
- Hourly charges
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- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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