Mark Stein (CRD# 4735877) is an Investment Advisor Representative working at Mml Investors Services, LLC in Kimball, MI and has over 20 years of experience in the finance industry.
CRD# 6150772
J.p. Morgan Securities LLC
CRD# 6834496
Edward Jones
CRD# 1025998
Stifel, Nicolaus & Company, Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mml Investors Services LLC | Kimball, MI | Jan 2023 - Current | 1 |
| Massmutual Life Insurance Co | Kimball, MI | Jan 2023 - Current | 1 |
| Prudential Insurance Company Of America | Kimball, MI | Dec 2018 - Dec 2022 | 4 |
| Pruco Securities, LLC | Kimball, MI | Dec 2018 - Dec 2022 | 4 |
| Unemployment | Kimball, MI | Oct 2018 - Dec 2018 | < 1 |
| Cuna Mutual Group | Waverly, IA | Jan 2014 - Oct 2018 | 4 |
| Cuna Brokerage Services, Inc. | Waverly, IA | Jan 2014 - Oct 2018 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2003 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2009 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MI
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Total Assets Under Management72,828MILLIONS
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Total Number of Accounts351,645ACCOUNTS
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Average Account Value$207,106
- A percentage of assets under your management
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- Portfolio management for individuals and/or small businesses
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- Educational seminars/workshops
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