Richard Capasso, financial advisor King Of Prussia PA

Richard Capasso

CRD Number: 2369155
Current Firm: Lpl Financial LLC

Richard Capasso (CRD# 2369155) is an Investment Advisor Representative working at Lpl Financial LLC in King Of Prussia, PA and has over 30 years of experience in the finance industry. Richard Capasso has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Financial LLC King Of Prussia, PA Dec 2019 - Current 4
Cpc Financial Planning, Inc. King Of Prussia, PA Aug 1988 - Current 35
Tanglewood Financial Services, Inc. King Of Prussia, PA Aug 1988 - Current 35
Clairmont, Paciello & Company, P.c. King Of Prussia, PA Jan 1984 - Current 40
Royal Alliance Associates, Inc. King Of Prussia, PA Apr 1997 - Dec 2019 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1993
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for Richard C. Capasso
Phone Number: 704-733-3300
Registered State(s):
  • PA
  • TX
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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