Dugan McLaughlin, financial advisor Knoxville TN

Dugan McLaughlin

CRD Number: 1018511
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dugan McLaughlin (CRD# 1018511) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Knoxville, TN and has over 42 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Knoxville, TN Dec 2009 - Current 14
Merrill Lynch, Pierce, Fenner & Smith Incorporated Knoxville, TN Aug 2008 - Current 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1981
S65 NASAA Investment Advisors Law Examination Nov 1991
Contact Info for Dugan J. McLaughlin
Phone Number: 800-637-7455
Registered State(s):
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
    1,093,689
    MILLIONS
  • Total Number of Accounts
    2,864,234
    ACCOUNTS
  • Average Account Value
    $381,844
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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