John Criner, financial advisor Knoxville TN

John Criner

CRD Number: 6092763
Current Firm: Ubs Financial Services Inc.

John Criner (CRD# 6092763) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Knoxville, TN and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Knoxville, TN Sep 2017 - Current 6
Northwestern Mutual Life Insurance Company Knoxville, TN Jun 2016 - Aug 2017 1
University Of Tennessee College Of Business Knoxville, TN Aug 2014 - Jun 2017 2
University Of Tennessee College Of Law Knoxville, TN Aug 2013 - Jun 2017 3
Little Valley Mountain Resort Knoxville, TN May 2007 - Aug 2015 8
Swissvet Veterinary Products Knoxville, TN Dec 2014 - Jul 2015 < 1
Tennova Healthcare, North Knoxville Medical Center Clinton, TN Jun 2013 - Dec 2014 1
Tennessee, 25th District Attorney General's Office Ripley, TN Jul 2014 - Aug 2014 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2017
Contact Info for John H. Criner
Phone Number: 201-352-3000
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    702,387
    MILLIONS
  • Total Number of Accounts
    1,093,486
    ACCOUNTS
  • Average Account Value
    $642,338
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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