Eric Nichols (CRD# 2710703) is an Investment Advisor Representative working at Tcfg Investment Advisors, LLC in Laguna Niguel, CA and has over 27 years of experience in the finance industry.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2361078
Baker Jensen Investment Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Tcfg Wealth Management, LLC | Laguna Niguel, CA | Jan 2020 - Current | 4 |
| Tcfg Investment Advisors, LLC | Laguna Niguel, CA | Jan 2020 - Current | 4 |
| Tcfg Insurance Solutions, LLC | Laguna Niguel, CA | Jan 2020 - Current | 4 |
| Thomas J Wolf, Cfp | Mission Viejo, CA | Mar 2019 - Dec 2019 | < 1 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Mar 2019 | 4 |
| Morgan Stanley Smith Barney | Rolling Hills, CA | Jun 2009 - Mar 2019 | 9 |
| Citigroup Global Markets Inc. | Rolling Hills Estates, CA | Mar 2001 - Mar 2019 | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1996 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2000 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management507MILLIONS
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Total Number of Accounts2,441ACCOUNTS
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Average Account Value$207,609
- A percentage of assets under your management
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