Trudy Haussmann, financial advisor Lake Forest CA

Trudy Haussmann

CRD Number: 1596890
Current Firm: Haussmann Financial Inc.

Trudy Haussmann (CRD# 1596890) is an Investment Advisor Representative working at Haussmann Financial Inc. in Lake Forest, CA and has over 30 years of experience in the finance industry. Trudy Haussmann has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Robert Haugan & Trudy Haussmann Laguna Hills, CA Aug 2006 - Current 14
Double H Properties Newport Beach, CA Dec 2004 - Current 16
Haussmann Financial, Inc. Newport Beach, CA Aug 1996 - Current 24
Securities America, Inc. Newport Beach, CA Feb 1991 - Current 29
Trudy Haussmann Newport Beach, CA Jan 1987 - Current 34
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1990
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Trudy D. Haussmann
Phone Number: 949-250-4973
Registered State(s):
  • AZ
  • CA
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    668
    MILLIONS
  • Total Number of Accounts
    1,805
    ACCOUNTS
  • Average Account Value
    $370,290
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AR, AZ, CA, CO, FL, GA, ID, LA, ME, NC, NM, NV, NY, OH, OR, TN, TX, UT, WA

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