Trudy HaussmannCRD Number: 1596890
Current Firm: Haussmann Financial Inc.
Trudy Haussmann (CRD# 1596890) is an Investment Advisor Representative working at Haussmann Financial Inc. in Lake Forest, CA and has over 32 years of experience in the finance industry. Trudy Haussmann has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Raymond James & Associates, Inc.
Dorman Skorheim Wealth Management LLC
Baker Jensen Investment Advisors, LLC
|Robert Haugan & Trudy Haussmann||Laguna Hills, CA||Aug 2006 - Current||16|
|Double H Properties||Newport Beach, CA||Dec 2004 - Current||18|
|Haussmann Financial, Inc.||Newport Beach, CA||Aug 1996 - Current||26|
|Securities America, Inc.||Newport Beach, CA||Feb 1991 - Current||32|
|Trudy Haussmann||Newport Beach, CA||Jan 1987 - Current||36|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1990|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management753MILLIONS
Total Number of Accounts2,080ACCOUNTS
Average Account Value$361,962
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AR, AZ, CA, CO, FL, GA, HI, ID, IL, IN, KY, LA, ME, NC, NM, NV, NY, OH, OR, PA, TN, TX, UT, WA
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