Haussmann Financial Inc.

Haussmann Financial Inc. (CRD# 110747) is a financial advisory firm headquartered in Lake Forest, CA. They manage $610,859,971 in 1,681 accounts and serve the financial needs of clients across 18 states (or territories).

By the Numbers
  • Total Assets Under Management
    611
    MILLION
  • Total Number of Accounts
    1,681
    ACCOUNTS
  • Average Account Value
    $363,391
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AR, AZ, CA, CO, FL, HI, ID, LA, ME, NC, NH, NM, NV, NY, OR, TX, UT, WA

Financial Advisors at Haussmann Financial Inc.
Showing 1 - 6 of 6 top financial advisors.
1
Jason A. Simard
CRD#: 2709436
23201 Lake Center Drive, Suite 300, Lake Forest, CA 92630
96
Wealthminder
score

Jason Simard (CRD# 2709436) is an Investment Advisor Representative working at Haussmann Financial Inc. in Lake Forest, CA and has over 20 years of experience in the finance industry. Jason Simard has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Kiho Choi
CRD#: 2662261
23201 Lake Center Drive, Suite 300, Lake Forest, CA 92630
93
Wealthminder
score

Kiho Choi (CRD# 2662261) is an Investment Advisor Representative working at Haussmann Financial Inc. in Lake Forest, CA and has over 22 years of experience in the finance industry.

3
Patrick M. Danly
CRD#: 5280316
23201 Lake Center Drive, #300, Lake Forest, CA 92630
93
Wealthminder
score

Patrick Danly (CRD# 5280316) is an Investment Advisor Representative working at Haussmann Financial Inc. in Lake Forest, CA and has over 11 years of experience in the finance industry.

4
John P. Dunphy
CRD#: 2603405
23201 Lake Center Drive, Suite 300, Lake Forest, CA 92630
93
Wealthminder
score

John Dunphy (CRD# 2603405) is an Investment Advisor Representative working at Haussmann Financial Inc. in Lake Forest, CA and has over 22 years of experience in the finance industry.

5
Dominica L. Henderson
CRD#: 5022345
23201 Lake Center Drive, #300, Lake Forest, CA 92630
93
Wealthminder
score

Dominica Henderson (CRD# 5022345) is an Investment Advisor Representative working at Haussmann Financial Inc. in Lake Forest, CA and has over 4 years of experience in the finance industry. Dominica Henderson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Trudy D. Haussmann
CRD#: 1596890
23201 Lake Center Dr., Suite 300, Lake Forest, CA 92630
86
Wealthminder
score

Trudy Haussmann (CRD# 1596890) is an Investment Advisor Representative working at Haussmann Financial Inc. in Lake Forest, CA and has over 27 years of experience in the finance industry. Trudy Haussmann has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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