Chad Esposito, financial advisor Lake Grove NY

Chad Esposito

CRD Number: 4492297
Current Firm: Charles Schwab & Company, Inc.

Chad Esposito (CRD# 4492297) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Lake Grove, NY and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Lake Grove, NY Jan 2022 - Current 2
Td Ameritrade, Inc. Sayville, NY Feb 2018 - Dec 2023 5
Td Ameritrade Investment Management, LLC Omaha, NE Feb 2018 - Sep 2023 5
Scottrade, Inc. Islandia, NY Feb 2004 - Sep 2018 14
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2018
Contact Info for Chad R. Esposito
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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