Connie Tyson, financial advisor Lake Oswego OR
86 score

Connie Tyson

CRD Number: 1013376
Current Firm: Principal Securities, Inc.

Connie Tyson (CRD# 1013376) is an Investment Advisor Representative working at Principal Securities, Inc. in Lake Oswego, OR and has over 21 years of experience in the finance industry. Connie Tyson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Larry McClanahan, financial advisor Lake Oswego OR
Larry McClanahan
CRD# 4457482
Secondhalf Planning & Investment, LLC
Score
107
Similar Advisors
Brian Hefele, financial advisor Lake Oswego OR
Brian M. Hefele
CRD# 2602465
Cable Hill Partners, LLC
Score
104
Similar Advisors
Danny Harlow, financial advisor Lake Oswego OR
Danny J. Harlow
CRD# 864818
Nw Tax & Wealth Advisory Group, Inc.
Score
70
Professional Designations
Company Name Location Dates Years
Tyson Deering & Wilson Lake Oswego, OR Apr 2014 - Current 2
Principal Life Insurance Comp Dees Moines, IA Jul 1998 - Current 18
Princor Financial Services Corporation Portland, OR Aug 1988 - Current 28
Tyson-schaub & Wilson Inc. Lake Oswego, OR Nov 2011 - Apr 2014 2
Tyson-schaub Finaical Services, LLC Lake Oswego, OR Nov 2010 - Nov 2011 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1995
S65 NASAA Investment Advisors Law Examination Nov 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Connie M. Tyson
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • OR
  • TX
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Connie Tyson and other advisors.
BADGES
86

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.