Eric HarbakCRD Number: 4600888
Current Firm: The Mutual Fund Store
Eric Harbak (CRD# 4600888) is an Investment Advisor Representative working at The Mutual Fund Store in Las Vegas, NV and has over 14 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
Hornor, Townsend & Kent, Inc.
Cathay Consultants Ltd.
|Tmfs Advisors, LLC||Las Vegas, NV||Dec 2015 - Current||1|
|Tmfs-las Vegas, LLC||Las Vegas, NV||Jul 2011 - Nov 2015||4|
|Eric Harbak Insurance Agency||Duvall, WA||Jun 2010 - Jul 2011||1|
|State Farm Vp Management Corp.||Duvall, WA||Jun 2010 - Jul 2011||1|
|State Farm Vp Management Corp||Gold Bar, WA||Dec 2009 - May 2010||< 1|
|State Farm Insurance||Gold Bar, WA||Oct 2009 - May 2010||< 1|
|Edward Jones||St Louis, MO||Oct 2002 - Oct 2009||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2003|
|S66||NASAA Uniform Combined State Law Examination||Jan 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management8,138MILLIONS
Total Number of Accounts69,645ACCOUNTS
Average Account Value$116,844
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV