Philip Barnes (CRD# 6737714) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Lawrenceville, GA and has over 7 years of experience in the finance industry.
CRD# 3012105
Lpl Financial LLC
CRD# 1742325
Edward Jones
CRD# 3147258
Avantax Advisory Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Snellville, GA | Aug 2022 - Current | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Snellville, GA | Apr 2022 - Current | 2 |
| Truist | Atlanta, GA | Mar 2022 - Apr 2022 | < 1 |
| Alex Quilis State Farm | Lawrenceville, GA | May 2020 - Mar 2022 | 1 |
| Unemployed | Lawrenceville, GA | Dec 2018 - Jun 2020 | 1 |
| Best Buy | Duluth, GA | Jan 2020 - Jan 2020 | < 1 |
| E*trade Securities LLC | Alpharetta, GA | Dec 2016 - Dec 2018 | 2 |
| Unemployed | Duluth, GA | Sep 2016 - Dec 2016 | < 1 |
| Wells Fargo | Duluth, GA | Jan 2015 - Sep 2016 | 1 |
| Unemployed | Duluth, GA | Sep 2014 - Jan 2015 | < 1 |
| Concentrix Cvg Corporation | Charlotte, NC | Aug 2014 - Sep 2014 | < 1 |
| Unemployed | Charlotte, NC | Feb 2014 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2017 |
| S66 | NASAA Uniform Combined State Law Examination | Sep 2022 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- GA
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
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- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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