Heather Ukena (CRD# 6824420) is an Investment Advisor Representative working at Lpl Financial LLC in Layton, UT and has over 6 years of experience in the finance industry.
CRD# 3037835
Rock House Financial
CRD# 1260613
Stratos Wealth Partners, Ltd
CRD# 5073773
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Layton, UT | Nov 2023 - Current | < 1 |
| Transamerica Financial Advisors, Inc. | Clearfield, UT | Jun 2017 - Nov 2023 | 6 |
| World Financial Group, Inc. | Clearfield, UT | Nov 2016 - Nov 2023 | 7 |
| Layton Leadership Academy | Layton, UT | Aug 2016 - Mar 2017 | < 1 |
| Kelly Services | Roy, UT | Oct 2016 - Jan 2017 | < 1 |
| Homemaker | South Weber, UT | Aug 2006 - Aug 2016 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Dec 2017 |
| S63 | Uniform Securities State Law Examination | Jul 2017 |
- UT
-
Total Assets Under Management463,475MILLIONS
-
Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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