Louis Dissel (CRD# 4406392) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Liberty Township, OH and has over 22 years of experience in the finance industry. Louis Dissel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6665238
U.s. Bancorp Investments, Inc.
CRD# 3004878
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2930449
Primerica Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| 4dbl, LLC | Liberty Township, OH | Mar 2015 - Current | 9 |
| Charles Schwab & Company, Inc. | Liberty Township, OH | May 2014 - Current | 9 |
| Lakota Alumni Group | Liberty Township, OH | Aug 2014 - Aug 2016 | 2 |
| Tiaa-cref Individual & Institutional Services, LLC | Cincinnati, OH | Jul 2011 - May 2014 | 2 |
| Tiaa | Cincinnati, OH | Jul 2011 - May 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2001 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
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