Daniel Kistler (CRD# 6203300) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 9 years of experience in the finance industry.
CRD# 1981586
Dempsey Lord Smith, LLC
CRD# 1952919
Lpl Financial LLC
CRD# 5429310
Corecap Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Dempsey Lord Smith, LLC | Rome, GA | Sep 2017 - Current | 6 |
| Dempsey Lord Smith, LLC | Rome, GA | Oct 2016 - Current | 7 |
| Roger's Retirement Readiness Alliance LLC | Alpharetta, GA | Oct 2016 - Oct 2020 | 4 |
| Coastal Equities, Inc. | Wilmington, DE | Apr 2016 - Oct 2016 | < 1 |
| Lincoln Chamber Of Commerce | Lincoln, NE | Jan 2016 - Apr 2016 | < 1 |
| Various Insurance Carriers For W & R Insurance Agencies | Lincoln, NE | May 2014 - Apr 2016 | 1 |
| Waddell & Reed Inc. | Lincoln, NE | Apr 2014 - Apr 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- GA
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Total Assets Under Management586MILLIONS
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Total Number of Accounts3,106ACCOUNTS
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Average Account Value$188,543
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