Roger Zajicek, financial advisor Lincoln NE
83 score

Roger Zajicek

CRD Number: 862710
Current Firm: Investors Capital Advisory

Roger Zajicek (CRD# 862710) is an Investment Advisor Representative working at Investors Capital Advisory in Lincoln, NE and has over 37 years of experience in the finance industry.

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Company Name Location Dates Years
Midwest Wealth Advisors Lincoln, NE Oct 2005 - Current 11
Investors Capital Corp. Lynnfield, MA Oct 2005 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1979
S65 NASAA Investment Advisors Law Examination Dec 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Roger A. Zajicek
Phone Number: 800-949-1422
Registered State(s):
  • NE
By the Numbers
  • Total Assets Under Management
    1,571
    MILLIONS
  • Total Number of Accounts
    7,960
    ACCOUNTS
  • Average Account Value
    $197,401
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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