Allan Katz, financial advisor Little Silver NJ

Allan Katz

CRD Number: 2166004
Current Firm: Buckman Advisory Group LLC
Compensation Model: Both
Allan Katz (CRD# 2166004) is an Investment Advisor Representative working at Comprehensive Wealth Management Group, LLC in Staten Island, NY and has over 24 years of experience in the finance industry. Allan Katz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
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Professional Designations
Company Name Location Dates Years
Comprehensive Wealth Management Group,llc Staten Island, NY May 2009 - Current 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1991
S65 NASAA Investment Advisors Law Examination Jan 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

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Contact Info for Allan Katz
By the Numbers
  • Total Assets Under Management
    215
    MILLIONS
  • Total Number of Accounts
    851
    ACCOUNTS
  • Average Account Value
    $252,579
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CT, FL, MA, MD, NC, NJ, NY, PA, TX

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Data verified by both the advisor and the public regulatory data.

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