Richard JanesCRD Number: 3077163
Current Firm: Charles Schwab & Company, Inc.
Richard Janes (CRD# 3077163) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Lone Tree, CO and has over 22 years of experience in the finance industry. Richard Janes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Thrivent Advisor Network, LLC
Schaefer Financial Management, Inc.
|Charles Schwab & Company, Inc.||Lone Tree, CO||Jun 1999 - Current||23|
|Schwab Private Client Investment Advisory, Inc.||Lone Tree, CO||Jan 2020 - Jan 2021||1|
|Schwab Private Client Investment Advisory, Inc.||Englewood, CO||Jan 2012 - Apr 2013||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1999|
|S66||NASAA Uniform Combined State Law Examination||May 2006|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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