Rogelio Rocha (CRD# 2474509) is an Investment Advisor Representative working at Pensionmark Financial Group, LLC in Los Angeles, CA and has over 29 years of experience in the finance industry.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 2619073
Wedbush Securities Inc.
CRD# 1343922
Virtue Capital Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pensionmark Financial Group, LLC | Santa Barbara, CA | May 2018 - Current | 6 |
| Pensionmark Securities, LLC | Santa Barbara, CA | May 2018 - Current | 6 |
| Centaurus Financial, Inc. | Anaheim, CA | Aug 2016 - Apr 2018 | 1 |
| Voya Financial Advisors | Pleasanton, CA | Sep 2014 - Aug 2016 | 1 |
| Voya Financial | Pleasanton, CA | Sep 2014 - Aug 2016 | 1 |
| Voya Financial Partners | Pleasanton, CA | Sep 2014 - Aug 2016 | 1 |
| Ing Financial Partners | Pleasanton, CA | Jan 2013 - Sep 2014 | 1 |
| Ing | Pleasanton, CA | Jan 2013 - Sep 2014 | 1 |
| Ing Financial Advisers | Pleasanton, CA | Jan 2013 - Sep 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1994 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2017 |
- CA
- TX
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Total Assets Under Management37,760MILLIONS
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Total Number of Accounts11,973ACCOUNTS
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Average Account Value$3,153,743
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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