Ernie Lewis, financial advisor Louisville KY
93 score

Ernie Lewis

CRD Number: 5326994
Current Firm: Investment Professionals, Inc.

Ernie Lewis (CRD# 5326994) is an Investment Advisor Representative working at Investment Professionals, Inc. in Louisville, KY and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
J P Morgan Securities LLC Louisville, KY Aug 2013 - Current 3
Unemployed Louisville, KY Nov 2012 - Aug 2013 < 1
Bb&t Investments Louisville, KY Sep 2010 - Oct 2012 2
Pnc Investments Louisville, KY Nov 2009 - Sep 2010 < 1
Natcity Investments, Inc. Cleveland, OH Apr 2009 - Nov 2009 < 1
National City Bank Louisville, KY Apr 2009 - Nov 2009 < 1
Morgan Stanley & Company, Incorporated Louisville, KY Dec 2007 - Jan 2009 1
Quest Capital Stratergies Laguna Hills, CA Sep 2007 - Dec 2007 < 1
Eg Lewis & Associates Louisville, KY Nov 1986 - Sep 2007 20
Morgan Stanley & Company, Incorporated Louisville, KY Apr 2007 - Jul 2007 < 1
Delta Steel & Tube, Inc. Florence, AL Sep 2001 - Apr 2007 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2008
S66 NASAA Uniform Combined State Law Examination Apr 2008
Contact Info for Ernie G. Lewis
Phone Number: 210-308-8800
Firm Website: http://www.invpro.com
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    634
    MILLIONS
  • Total Number of Accounts
    2,677
    ACCOUNTS
  • Average Account Value
    $236,881
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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