Caralee Cotham, financial advisor Manchester Center VT

Caralee Cotham

CRD Number: 7073448
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Caralee Cotham (CRD# 7073448) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Manchester Center, VT and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Manchester Center, VT Oct 2020 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manchester Center, VT Sep 2020 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saratoga Springs, NY Feb 2019 - Jul 2020 1
Seasons Restaurant Manchester, VT Aug 2018 - Feb 2019 < 1
Bobs Diner Manchester, VT Aug 2011 - Aug 2018 7
Audi Of Melbourne Melbourne, FL Dec 2015 - Apr 2016 < 1
Servepro Sunderland, VT Apr 2015 - Dec 2015 < 1
Kinney Audi Rutland, VT Jul 2014 - Oct 2014 < 1
Bath And Body Works Rutland, VT Mar 2013 - Mar 2013 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2019
Contact Info for Caralee Cotham
Phone Number: 800-637-7455
Registered State(s):
  • TX
  • VT
By the Numbers
  • Total Assets Under Management
    1,283,838
    MILLIONS
  • Total Number of Accounts
    2,825,602
    ACCOUNTS
  • Average Account Value
    $454,359
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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