John Johnson, financial advisor Manitowoc WI
83 score

John Johnson

CRD Number: 1112602
Current Firm: Sii Investments, Inc.

John Johnson (CRD# 1112602) is an Investment Advisor Representative working at Sii Investments, Inc. in Manitowoc, WI and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Sii Investments Manitowoc, WI Nov 2012 - Current 4
J Johnson & Associates Manitowoc, WI Sep 1984 - Current 32
Woodbury Financial Services Inc. Manitowoc, WI Jul 2009 - Nov 2012 3
Packerland Brokerage Services Green Bay, WI Feb 2002 - Jul 2009 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1983
S66 NASAA Uniform Combined State Law Examination Jun 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for John J. Johnson
Phone Number: 800-426-5975
Firm Website: http://www.siionline.com
Registered State(s):
  • FL
  • KS
  • WA
  • WI
By the Numbers
  • Total Assets Under Management
    4,226
    MILLIONS
  • Total Number of Accounts
    30,484
    ACCOUNTS
  • Average Account Value
    $138,626
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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