Brian Maxwell (CRD# 3075692) is an Investment Advisor Representative working at Lpl Financial LLC in Moose Lake, MN and has over 25 years of experience in the finance industry.
CRD# 1283578
Split Rock Private Trading And Wealth Management LLC
CRD# 3154345
Split Rock Private Trading And Wealth Management LLC
CRD# 5343808
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Moose Lake, MN | Jan 2024 - Current | < 1 |
| Osaic Wealth, Inc. Fka Royal Alliance Associates, Inc. | Maple Grove, MN | May 2005 - Jan 2024 | 18 |
| Financial Dimensions Group, Inc. | Maple Grove, MN | May 2005 - Jan 2024 | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1998 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2007 |
- MN
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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