Richard Weiner (CRD# 2304262) is an Investment Advisor Representative working at Lpl Financial LLC in Fort Lauderdale, FL and has over 9 years of experience in the finance industry.
CRD# 4778193
Global Wealth Management Investment Advisory, Inc.
CRD# 1235698
World Equity Group, Inc.
CRD# 6480437
Equitable Advisors, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial LLC | Ft Lauderdale, FL | May 2022 - Current | 1 |
Cuna Brokerage Services, Inc. | Waverly, IA | May 2021 - Current | 2 |
Cuna Mutual Group | Waverly, IA | May 2021 - Current | 2 |
Wealth Watch Advisors | Englewood, CO | Sep 2020 - May 2021 | < 1 |
Wells Fargo Clearing Services, LLC | Baltimore, MD | Nov 2016 - Sep 2020 | 3 |
Wells Fargo Bank Na | Baltimore, MD | Jul 2015 - Sep 2020 | 5 |
Wells Fargo Advisors, LLC | Baltimore, MD | Jul 2015 - Nov 2016 | 1 |
The Prudential Insurance Company Of America | Hunt Valley, MD | Feb 2015 - Jul 2015 | < 1 |
Pruco Securities LLC | Hunt Valley, MD | Feb 2015 - Jul 2015 | < 1 |
Axa Advisors LLC | New York, NY | Jun 2014 - Feb 2015 | < 1 |
Unemployed | Owings Mills, MD | Mar 2014 - Jun 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | Feb 2015 |
S63 | Uniform Securities State Law Examination | Jul 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
-
Total Assets Under Management463,475MILLIONS
-
Total Number of Accounts1,910,545ACCOUNTS
-
Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.