Lawrence Johnston, financial advisor Martinsville VA

Lawrence Johnston

CRD Number: 2056574
Current Firm: Stifel, Nicolaus & Company, Incorporated

Lawrence Johnston (CRD# 2056574) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Martinsville, VA and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Stifel, Nicolaus & Company, Incorporated Martinsville, VA Sep 2009 - Current 14
Ubs Financial Services Inc. Martinsville, VA May 2001 - Current 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1990
S65 NASAA Investment Advisors Law Examination Aug 1990
Contact Info for Lawrence D. Johnston
Phone Number: 314-342-2000
Firm Website: http://www.sydwalker.com
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    132,551
    MILLIONS
  • Total Number of Accounts
    334,814
    ACCOUNTS
  • Average Account Value
    $395,894
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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