James Horn (CRD# 1721412) is an Investment Advisor Representative working at Quality Financial Concepts in Maryville, TN and has over 36 years of experience in the finance industry. James Horn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5686846
Primerica Advisors
CRD# 4511877
Ubs Financial Services Inc.
CRD# 2790169
Silver Oak Securities, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Crown Capital Securities LLP | Orange, CA | Jan 2018 - Current | 6 |
| Co-trustee | Maryville, TN | Nov 2010 - Current | 13 |
| Top Of The Plaza | Maryville, TN | Jan 2005 - Current | 19 |
| Topstock Vizslas | Maryville, TN | Oct 2004 - Current | 19 |
| Commercial Real Estate | Maryville, TN | Jan 2003 - Current | 21 |
| Trustee | Maryville, TN | Jul 2001 - Current | 22 |
| Selart Corp | Dallas, TX | Apr 2000 - Current | 24 |
| Qfc Registered Investment Advisor | Maryville, TN | Jan 1996 - Current | 28 |
| Qfc Insurance Sales | Maryville, TN | Mar 1987 - Current | 37 |
| Qfc Tax Service | Maryland, TN | Mar 1987 - Current | 37 |
| Trustee | Maryville, TN | Feb 2011 - Apr 2022 | 11 |
| Securities America, Inc. | Maryville, TN | Dec 2016 - Dec 2017 | 1 |
| Foothill Securities, Inc. | Maryville, TN | Aug 2009 - Dec 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1987 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
- TN
- VA
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Total Assets Under Management86MILLIONS
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Total Number of Accounts509ACCOUNTS
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Average Account Value$168,632
- A percentage of assets under your management
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- Portfolio management for businesses (other than small businesses) or institutional clients
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- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
NY, TN, TX, VA
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