Kathryn Albers (CRD# 4288573) is an Investment Advisor Representative working at Mma Securities LLC in Matthews, NC and has over 23 years of experience in the finance industry.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mma Securities LLC | Matthews, NC | Apr 2023 - Current | 1 |
| Lpl Financial, LLC | Matthews, NC | Aug 2022 - Apr 2023 | < 1 |
| Gwfs Equities, Inc. | Enfield, CT | Jan 2021 - Jun 2022 | 1 |
| Mml Distributors, LLC | Boston, MA | Oct 2015 - Jan 2021 | 5 |
| Massachusetts Mutual Life Insurance Company | Springfield, MA | Jan 2009 - Jan 2021 | 12 |
| Mml Investors Services Inc. | Springfield, MA | Jun 2010 - May 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2001 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2022 |
- NC
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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