Scott AltmanCRD Number: 1017265
Current Firm: Raymond James & Associates, Inc.
Scott Altman (CRD# 1017265) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Medina, OH and has over 33 years of experience in the finance industry.
Strategic Wealth Partners, Ltd.
Raymond James & Associates, Inc.
|Raymond James & Associates||Medina, OH||Jun 2012 - Current||5|
|Wells Fargo Advisors LLC||Cleveland, OH||May 2009 - Jun 2012||3|
|Wachovia Securities, LLC||Cleveland, OH||Mar 2008 - May 2009||1|
|Morgan Stanley & Company, Incorporated||Cleveland, OH||Apr 2007 - Mar 2008||< 1|
|Dean Witter Reynolds Inc.||Cleveland, OR||Jan 1995 - Apr 2007||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1983|
|S65||NASAA Investment Advisors Law Examination||Jun 1994|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Regulatory Event
Total Assets Under Management91,401MILLIONS
Total Number of Accounts317,837ACCOUNTS
Average Account Value$287,573
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV