Terry TolbertCRD Number: 1439622
Current Firm: Allen & Company Of Florida, Inc.
Terry Tolbert (CRD# 1439622) is an Investment Advisor Representative working at Allen & Company Of Florida, Inc. in Melbourne, FL and has over 23 years of experience in the finance industry. Terry Tolbert has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Rall Capital Management, Inc.
Arbogast Financial Advisors, LLC
Atlantic Wealth Advisory Services, LLC
|Allen & Company Of Fl, Inc.||Lakeland, FL||Mar 2012 - Current||6|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Merritt Island, FL||Oct 1988 - Mar 2012||23|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2005|
|S65||NASAA Investment Advisors Law Examination||Sep 1994|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management715MILLIONS
Total Number of Accounts2,090ACCOUNTS
Average Account Value$341,948
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, DE, FL, GA, IL, IN, KY, LA, MD, MI, MO, MS, MT, NC, ND, NH, NJ, NM, NY, OH, PA, SC, TN, TX, UT, VA, WA, WI, WV