Nicholas Sowell, financial advisor Memphis TN
96 score

Nicholas Sowell

CRD Number: 5626020
Current Firm: Legacy Wealth Management Inc.

Nicholas Sowell (CRD# 5626020) is an Investment Advisor Representative working at Legacy Wealth Management Inc. in Memphis, TN and has over 7 years of experience in the finance industry. Nicholas Sowell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Legacy Wealth Management Memphis, TN Jun 2015 - Current 1
Minnesota Life Insurance Company St Paul, MN Jan 2009 - May 2015 6
Securian Financial Services Inc. St Paul, MN Jan 2009 - May 2015 6
Shoemaker Financial Germantown, TN Jan 2009 - May 2015 6
University Of Memphis Memphis, TN Aug 2006 - Dec 2009 3
Crescent Club Memphis, TN May 2008 - Dec 2008 < 1
Swanky's Taco Shop Memphis, TN Jan 2006 - Jan 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2009
Contact Info for Nicholas G. Sowell
Phone Number: 901-758-9006
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Educational seminars/workshops
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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