Nicholas SowellCRD Number: 5626020
Current Firm: Legacy Wealth Management Inc.
Nicholas Sowell (CRD# 5626020) is an Investment Advisor Representative working at Legacy Wealth Management Inc. in Memphis, TN and has over 8 years of experience in the finance industry. Nicholas Sowell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Wells Fargo Advisors Financial Network, LLC
Delta Asset Management, LLC
Vere Global Wealth Management
|Legacy Wealth Management||Memphis, TN||Jun 2015 - Current||2|
|Minnesota Life Insurance Company||St Paul, MN||Jan 2009 - May 2015||6|
|Securian Financial Services Inc.||St Paul, MN||Jan 2009 - May 2015||6|
|Shoemaker Financial||Germantown, TN||Jan 2009 - May 2015||6|
|University Of Memphis||Memphis, TN||Aug 2006 - Dec 2009||3|
|Crescent Club||Memphis, TN||May 2008 - Dec 2008||< 1|
|Swanky's Taco Shop||Memphis, TN||Jan 2006 - Jan 2008||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2009|
Total Assets Under Management1,019MILLIONS
Total Number of Accounts2,443ACCOUNTS
Average Account Value$417,251
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops
AL, AR, CA, FL, GA, LA, MO, MS, NC, NY, SC, TN, TX
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