James Washburn (CRD# 1927199) is an Investment Advisor Representative working at Lpl Financial LLC in Mesquite, NV and has over 35 years of experience in the finance industry. James Washburn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 3225372
Uta LLC
CRD# 6340992
Lpl Financial LLC
CRD# 3178894
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mountain American Credit Union | St. George, UT | Jul 2016 - Current | 7 |
| Lpl Financial LLC | St. George, UT | Jul 2016 - Current | 7 |
| True North Wealth | Salt Lake City, UT | Apr 2016 - Jun 2016 | < 1 |
| Securites Service Network, Inc. | Salt Lake City, UT | Dec 2015 - May 2016 | < 1 |
| Foresight Wealth Management | Sandy, UT | Dec 2015 - May 2016 | < 1 |
| Hornor, Townsend & Kent | Horsham, PA | Aug 2004 - Dec 2015 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Dec 1999 |
| S63 | Uniform Securities State Law Examination | Apr 1989 |
- NV
- TX
- UT
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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