Benjamin Nowicki
CRD Number: 6170634Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Benjamin Nowicki (CRD# 6170634) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Phoenix, AZ and has over 10 years of experience in the finance industry.
CRD# 2794155
Aegis Wealth Partners, LLC
CRD# 4607086
Origin Investment Advisory LLC
CRD# 4091287
Atlas Lifestyle Planning Group LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler, AZ | Nov 2014 - Current | 9 |
Phil Borgia Insurance Agency | San Tan Valley, AZ | Sep 2014 - Oct 2014 | < 1 |
State Farm Vp Management Corp. | San Tan Valley, AZ | Sep 2014 - Oct 2014 | < 1 |
State Farm Vp Management Corp. | Mesa, AZ | Feb 2014 - Oct 2014 | < 1 |
Phil Borgia Insurance Agency | Mesa, AZ | Dec 2013 - Oct 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Jun 2013 |
- CA
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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