Joaquin Canto, financial advisor Miami FL
93 score

Joaquin Canto

CRD Number: 1100183
Current Firm: Wells Fargo Advisors, LLC

Joaquin Canto (CRD# 1100183) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Miami, FL and has over 29 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC Houston, TX Sep 2014 - Current 2
The Bank Of Tampa Tampa, FL Feb 2014 - Current 2
Lpl Financial LLC Tampa, FL Feb 2014 - May 2014 < 1
Lpl Financial Glen Allen, VA Sep 2013 - Feb 2014 < 1
Raymond James & Associates St Petersburg, FL May 2012 - Sep 2013 1
Unemployed Swansea, IL Nov 2011 - Apr 2012 < 1
Wells Fargo Advisors LLC St Louis, MO May 2009 - Oct 2011 2
First Clearing, LLC Glen Allen, VA Jun 2005 - Oct 2011 6
Wachovia Securities LLC St Louis, MO Sep 2006 - May 2009 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1987
Contact Info for Joaquin E. Canto
Phone Number: 314-875-3000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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