Patrick McGrathCRD Number: 1251254
Current Firm: Northeast Asset Management, Inc.
Patrick McGrath (CRD# 1251254) is an Investment Advisor Representative working at Northeast Asset Management, Inc. in Miami, FL and has over 33 years of experience in the finance industry.
Northstar Financial Planners, Inc.
|Northeast Securities, Inc.||Miami, FL||Feb 2014 - Current||3|
|Oppenheimer & Company Inc.||Miami, FL||Apr 2009 - Jan 2014||4|
|Wachovia Securities, LLC||Coral Gables, FL||Jul 2003 - Apr 2009||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1984|
|S65||NASAA Investment Advisors Law Examination||Nov 1995|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Customer Dispute
- Regulatory Event
- Judgments / Liens
Total Assets Under Management347MILLIONS
Total Number of Accounts850ACCOUNTS
Average Account Value$408,028
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AR, AZ, CA, CO, CT, DC, DE, FL, GA, IL, MA, MD, MI, MO, NC, NE, NJ, NM, NY, OH, PA, PR, SC, TN, TX, VA, WV