Marvin Regalado
CRD Number: 7293079Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Marvin Regalado (CRD# 7293079) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Miami Beach, FL and has over 3 years of experience in the finance industry.
CRD# 1612984
Genesis Wealth Management, Inc.
CRD# 4778193
Global Wealth Management Investment Advisory, Inc.
CRD# 4563511
Efg Asset Management (americas) Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Miami, FL | Jul 2022 - Current | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami, FL | Nov 2021 - Current | 2 |
| Eclectico Restaurant & Bar | New York, NY | Aug 2021 - Nov 2021 | < 1 |
| Equitable Advisors LLC | New York, NY | Sep 2020 - May 2021 | < 1 |
| Unemployed | New York, NY | Apr 2020 - Aug 2020 | < 1 |
| La Mercerie | New York, NY | Jan 2019 - Mar 2020 | 1 |
| Ascent Lounge | New York, NY | May 2017 - Jan 2019 | 1 |
| Norwood Club | New York, NY | Jul 2016 - May 2017 | < 1 |
| Cafeteria | New York, NY | Sep 2013 - Oct 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2021 |
- FL
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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