Kathleen Hanson, financial advisor Middlebury CT
93 score

Kathleen Hanson

CRD Number: 3179823
Current Firm: Lpl Financial LLC

Kathleen Hanson (CRD# 3179823) is an Investment Advisor Representative working at Lpl Financial LLC in Middlebury, CT and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC New Milford, CT Oct 2011 - Current 5
Uvest Financial Services Group, Inc. Waterbury, CT Feb 2007 - Current 9
Webster Investment Services, Inc. Middlebury, CT Jul 1999 - Current 17
Webster Bank Middlebury, CT Sep 1989 - Current 27
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1999
S66 NASAA Uniform Combined State Law Examination Jul 2012
Contact Info for Kathleen M. Hanson
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • CT
  • TX
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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