Richard Kroll, financial advisor Minnetonka MN

Richard Kroll

CRD Number: 2353169
Current Firm: Principal Securities, Inc.

Richard Kroll (CRD# 2353169) is an Investment Advisor Representative working at Principal Securities, Inc. in Minnetonka, MN and has over 30 years of experience in the finance industry. Richard Kroll has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Kroll Wealth Management Minnetonka, MN Jul 2023 - Current < 1
Principal Life Insurance Company Minnetonka, MN Jul 1998 - Current 25
Princor Financial Services Corporation Minnetonka, MN May 1993 - Current 30
Roy Jenks And Associates Inc. Minnetonka, MN Feb 2010 - Jun 2020 10
Silveus Financial Products, LLC Minnetonka, MN Oct 2014 - Jan 2019 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1993
S65 NASAA Investment Advisors Law Examination Feb 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Richard A. Kroll
Phone Number: 888-774-6267
Registered State(s):
  • MN
  • TX
By the Numbers
  • Total Assets Under Management
    9,417
    MILLIONS
  • Total Number of Accounts
    46,075
    ACCOUNTS
  • Average Account Value
    $204,381
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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