Daniel PhillipsCRD Number: 6365221
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Daniel Phillips (CRD# 6365221) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Montgomery, AL and has over 2 years of experience in the finance industry.
River Wealth Management, LLC
Raymond James Financial Services Advisors, Inc.
Fsc Securities Corporation
|Bank Of America, N.a.||Montgomery, AL||Nov 2014 - Current||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Montgomery, AL||Jun 2014 - Current||2|
|Montgomery Catholic Preparatory School||Montgomery, AL||Aug 2013 - Jun 2014||< 1|
|Holy Spirit Catholic Church||Montgomery, AL||Aug 2013 - Jun 2014||< 1|
|Walmart||Wetumpka, AL||Jun 2013 - Aug 2013||< 1|
|Unemployed||Wetumpka, AL||May 2013 - May 2013||< 1|
|Meinrad School Of Theology||St. Meinrad, IN||Aug 2011 - May 2013||1|
|Archdiocese Of Mobile||Mobile, AL||Aug 2008 - May 2013||4|
|St. Charles Borromeo Seminary||Wynnewood, PA||Aug 2008 - May 2011||2|
|Troy University||Troy, AL||May 2007 - Aug 2008||1|
|Zaxby's||Troy, AL||May 2007 - Feb 2008||< 1|
|Archdiocese Of Mobile||Mobile, AL||Aug 2005 - May 2007||1|
|St. Joseph's Seminary||Covington, LA||Aug 2005 - May 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2014|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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