Daniel Phillips, financial advisor Montgomery AL
88 score

Daniel Phillips

CRD Number: 6365221
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Daniel Phillips (CRD# 6365221) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Montgomery, AL and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Montgomery, AL Nov 2014 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Montgomery, AL Jun 2014 - Current 2
Montgomery Catholic Preparatory School Montgomery, AL Aug 2013 - Jun 2014 < 1
Holy Spirit Catholic Church Montgomery, AL Aug 2013 - Jun 2014 < 1
Walmart Wetumpka, AL Jun 2013 - Aug 2013 < 1
Unemployed Wetumpka, AL May 2013 - May 2013 < 1
Meinrad School Of Theology St. Meinrad, IN Aug 2011 - May 2013 1
Archdiocese Of Mobile Mobile, AL Aug 2008 - May 2013 4
St. Charles Borromeo Seminary Wynnewood, PA Aug 2008 - May 2011 2
Troy University Troy, AL May 2007 - Aug 2008 1
Zaxby's Troy, AL May 2007 - Feb 2008 < 1
Archdiocese Of Mobile Mobile, AL Aug 2005 - May 2007 1
St. Joseph's Seminary Covington, LA Aug 2005 - May 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2014
Contact Info for Daniel V. Phillips
Phone Number: 800-637-7455
Registered State(s):
  • AL
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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