Keith Prather, financial advisor Mount Airy MD

Keith Prather

CRD Number: 1613661
Current Firm: Planmember Securities Corporation

Keith Prather (CRD# 1613661) is an Investment Advisor Representative working at Planmember Securities Corporation in Mount Airy, MD and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Planmember Securities Corporation Carpinteria, CA Dec 2016 - Current 7
Paladin Advisor Group Mount Airy, MD Dec 2016 - Current 7
Keith G. Prather (self Employed) Mount Airy, MD Jan 1983 - Current 41
Metlife Securities Company Fairfax, VA Jul 2003 - Dec 2016 13
Metropolitan Life Ins. Company Fairfax, VA Jul 2003 - Dec 2016 13
Metlife Group Fairfax, VA Jul 2003 - Dec 2016 13
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Feb 2020
S63 Uniform Securities State Law Examination Sep 2021
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Keith G. Prather
Phone Number: 805-684-1199
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    8,276
    MILLIONS
  • Total Number of Accounts
    69,347
    ACCOUNTS
  • Average Account Value
    $119,336
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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