Elicia Flores (CRD# 7416773) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Mountain View, CA and has over 2 years of experience in the finance industry.
CRD# 1351279
Lpl Financial LLC
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 2183126
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Mountain View, CA | Jun 2023 - Current | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Jose, CA | Dec 2022 - Current | 1 |
| Jpmorgan Chase Bank, N.a. | San Jose, CA | Jul 2021 - Nov 2022 | 1 |
| Jpmorgan Chase Bank, N.a. | San Jose, CA | Aug 2018 - Jul 2021 | 2 |
| Vw Squared LLC | Los Gatos, CA | May 2017 - Jul 2019 | 2 |
| College Nannies & Tutors | Los Gatos, CA | May 2017 - Feb 2019 | 1 |
| Bank Of The West | San Jose, CA | Aug 2016 - May 2017 | < 1 |
| Unemployed | Cupertino, CA | Feb 2016 - Jul 2016 | < 1 |
| Special Home Needs Inc. | Santa Clara, CA | Jul 2015 - Jan 2016 | < 1 |
| At&t | San Jose, CA | Jul 2014 - Sep 2015 | 1 |
| Justice | San Jose, CA | Jul 2013 - Aug 2014 | 1 |
| Sunglass Hut | San Jose, CA | Jun 2014 - Jul 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2023 |
| S63 | Uniform Securities State Law Examination | Sep 2021 |
- CA
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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