Joshua Murray (CRD# 6456176) is an Investment Advisor Representative working at Rockefeller Capital Management in Mountain View, CA and has over 8 years of experience in the finance industry. Joshua Murray has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1351279
Lpl Financial LLC
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 2183126
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Rockefeller Financial LLC | Mountain View, CA | Apr 2023 - Current | 1 |
Rockefeller Capital Management | Mountain View, CA | Apr 2023 - Current | 1 |
Rockefeller Financial LLC | Saratoga Springs, NY | May 2020 - Mar 2023 | 2 |
Rock & Co LLC | Saratoga Springs, NY | May 2020 - Mar 2023 | 2 |
Sanford C. Bernstein & Company, LLC | Boston, MA | Feb 2019 - May 2020 | 1 |
The Ayco Company, L.p./mercer Allied | Saratoga Springs, NY | Nov 2017 - Feb 2019 | 1 |
Charles Schwab Bank | Tysons Corner, VA | May 2016 - Oct 2017 | 1 |
Charles Schwab & Company, Inc. | Tysons Corner, VA | Feb 2015 - Oct 2017 | 2 |
Suny Oneonta | Oneonta, NY | Aug 2012 - Dec 2014 | 2 |
Pepsico | Latham, NY | May 2014 - Aug 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Jun 2015 |
- CA
- NY
- TX
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Total Assets Under Management51,821MILLIONS
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Total Number of Accounts61,461ACCOUNTS
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Average Account Value$843,153
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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