Nicholas Hays, financial advisor Muscatine IA

Nicholas Hays

CRD Number: 7415756
Current Firm: Lpl Financial LLC

Nicholas Hays (CRD# 7415756) is an Investment Advisor Representative working at Lpl Financial LLC in Muscatine, IA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial Sidney, NE Aug 2021 - Current 2
American Self Defense Concepts LLC Sidney, NE Mar 2020 - Jun 2021 1
Region I Office Of Human Development Sidney, NE Jul 2016 - Jun 2021 4
Western Convenience Gas Station Sidney, NE Aug 2017 - Jan 2018 < 1
Region I Office Of Human Development Scottsbluff, NE Jun 2014 - Jul 2016 2
Walmart Scottsbluff, NE May 2015 - Nov 2015 < 1
American Security & Investigations Llc/ Cabela's Sidney, NE Apr 2012 - Jun 2014 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2021
Contact Info for Nicholas J. Hays
Phone Number: 704-733-3300
Registered State(s):
  • NE
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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