Rick Bower, financial advisor Muscatine IA
93 score

Rick Bower

CRD Number: 5315073
Current Firm: Principal Securities, Inc.

Rick Bower (CRD# 5315073) is an Investment Advisor Representative working at Principal Securities, Inc. in Muscatine, IA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Retirement Resource Group Muscatine, IA Apr 2009 - Current 7
Principal Life Insurance Co Davenport, IA Jun 2008 - Current 8
Princor Financial Services Corp Davenport, IA Jun 2008 - Current 8
Mwa Financial Services Inc. Rock Island, IL Mar 2007 - Jun 2008 1
Modern Woodmen Of America Rock Island, IL Jul 2006 - Jun 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2007
S65 NASAA Investment Advisors Law Examination May 2011
Contact Info for Rick L. Bower
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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