Kathy Darcy (CRD# 1579186) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Naperville, IL and has over 15 years of experience in the finance industry.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 5648094
Highpoint Planning Partners
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Naperville, IL | Jul 2023 - Current | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oak Brook, IL | Mar 2019 - Jul 2023 | 4 |
| Morgan Stanley Smith Barney LLC | Oak Brook, IL | Nov 2017 - Mar 2019 | 1 |
| Unemployed | Darien, IL | Mar 2017 - Nov 2017 | < 1 |
| Foreside Fund Services, LLC | Chicago, IL | Jan 2014 - Mar 2017 | 3 |
| Willis Towers Watson | New York, NY | Aug 2013 - Mar 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2008 |
- IL
-
Total Assets Under Management149,249MILLIONS
-
Total Number of Accounts348,524ACCOUNTS
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Average Account Value$428,231
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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