Philip Brody, financial advisor Naples FL
93 score

Philip Brody

CRD Number: 4454110
Current Firm: Cwa Asset Management Group

Philip Brody (CRD# 4454110) is an Investment Advisor Representative working at Cwa Asset Management Group in Naples, FL and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Cwa Asset Management Group Charlotte, NC Apr 2014 - Current 3
M Holdings Securities, Inc. Portland, OR Jun 2013 - Apr 2014 < 1
Byron Financial, LLC Charlotte, NC Aug 2005 - Apr 2014 8
Nfp Securities, Inc. Charlotte, NC Aug 2005 - Jun 2013 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2004
S65 NASAA Investment Advisors Law Examination Sep 2006
Contact Info for Philip R. Brody
Phone Number: 239-434-7434
Registered State(s):
  • NC
  • TX
  • SC
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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